Publish Date:
November 2, 2010
There's a whole lot to know about the Dodd-Frank Act, and we're combing through thousands of pages of legislation, SEC filings, rules, statements by public officials and congressional testimony to determine what's most important to you. While we continue to make sense of this wide-ranging, high-impact legislation, you can get up to speed by reading one of our more than 130 posts on the topic at Dodd-Frank.com.
Click on the titles below to read some of our recent posts:
Corporate Governance, Securities and Executive Compensation
Preliminary 2011 Proxy Season Checklist
Sample Language for a Say-on-Pay Proposal
ISS Likely to Favor Annual Say-on-Pay Vote
Examples of Proxy Statements After SEC Stay of Rule 14a-11
More Examples of Dodd-Frank Disclosures in SEC Filings
Dealing With Rating Agencies After Regulation FD Change
Litigation and Employment
SEC to Propose Whistleblower Rules November 3
Dodd-Frank and SOX Whistleblower Protections
Sarbanes-Oxley Prevents Indemnification for Clawback Claims – Dodd-Frank Implications
Investment Advisors and Broker-Dealer
FINRA Ups the Retail Customer Disclosure Ante
SEC Proposes Rules on Family Offices
The Volker Rule and Hedge Funds, Private Equity and Venture Capital Funds
Banking
Gensler States Foreign Banks Subject to CFTC Rules When Dealing With US Counterparties
Federal Reserve Report to Congress on Risk Retention
Dodd-Frank Interim Rule on Real Estate Appraisal Requirements
FDIC Board Proposes Comprehensive, Long-Range Fund Management Plan
FDIC Board Issues Proposed Rule on Dodd-Frank Resolution Authority
Derivatives
Do I Need to Report My Swaps or Preserve Data?
Treasury Seeks Comment on Whether Currency Swaps and Forwards Should Be Regulated
CFTC Proposes Rules on Process for Review of Swaps for Mandatory Clearing